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TR-1: Notification of Major Interest in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Clean Energy Brazil PLC |
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2. Reason for notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
X |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to notification obligation: |
Stark Offshore Management, LLC as investment manager to Stark Master Fund, Ltd |
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4. Full name of shareholder(s) (if different from 3): |
Stark Master Fund, Ltd. |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
2 October 2009 |
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6. Date on which issuer notified: |
6 October 2009 |
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7. Threshold(s) that is/are crossed or reached: |
5% |
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8: Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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IM00B1FPZP63 |
19,880,055 |
19,865,055 |
0 |
0 |
n/a |
0% |
n/a |
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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Nominal |
Delta |
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Contracts for Difference |
n/a |
n/a |
n/a |
0 |
0% |
N/A |
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Warrants |
100p |
15/12/12 |
Any time from now to 15/12/12 |
7,225,000 |
4.89% |
N/A |
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Total (A+B+C)
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Number of voting rights |
Percentage of voting rights |
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7,225,000 |
4.89% |
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
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N/A |
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Proxy Voting:
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10. Name of proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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14 Contact name:
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15. Contact telephone name:
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