Notification of Major Holdings on 02.12.2015
1. Details of issuer
LANXESS Aktiengesellschaft
Kennedyplatz 1
50569 Köln
Germany
|
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason: Implementation of Directive 2013/50/EU; application of trading book exemption to EEA-domiciled entities |
3. Details of person subject to the notification obligation
| Name: |
City and country of registered office: |
|
UBS Group AG
|
Zurich
Switzerland
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
total of both in %
(7.a. + 7.b.) |
total number of voting rights of issuer |
| Resulting situation |
0,58 % |
0,64 % |
1,22 % |
91522936 |
| Previous notification |
% |
% |
5,02 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN |
absolute |
in % |
| |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
| DE0005470405 |
0 |
533668 |
0 % |
0,58 % |
| Total |
533668 |
0,58 % |
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right to recall lent shares |
|
at any time |
70700 |
0,08 % |
| Right to substitute shares delivered as collateral |
|
at any time |
512336 |
0,56 % |
| |
|
Total |
583036 |
0,64 % |
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management (Australia) Ltd |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management (Hong Kong) Ltd |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management (Singapore) Ltd |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management Holding (No. 2) Ltd |
% |
% |
% |
| UBS Asset Management Holding Ltd |
% |
% |
% |
| UBS Asset Management (UK) Limited |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management Holding (No. 2) Ltd |
% |
% |
% |
| UBS Asset Management Holding Ltd |
% |
% |
% |
| UBS Asset Management Life Limited |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Americas Inc. |
% |
% |
% |
| UBS Asset Management (Americas) Inc. |
% |
% |
% |
| UBS Asset Management Trust Company |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Fund Management (Luxembourg) S.A. |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Fund Management (Switzerland) AG |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Switzerland AG |
% |
% |
% |
| |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Third Party Management Company S.A. |
% |
% |
% |
9. In case of proxy voting according to § 22 Abs. 3 WpHG
| Date of general meeting: |
|
| Holding position after general meeting: |
% (equals voting rights) |