Notification of Major Holdings
1. Details of issuer
Name: |
HELLA GmbH & Co. KGaA |
Street: |
Rixbecker Str. 75 |
Postal code: |
59552 |
City: |
Lippstadt Germany |
Legal Entity Identifier (LEI): |
529900PLX4ADJFWIY024 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
3.14 % |
0.13 % |
3.27 % |
111111112 |
Previous notification |
2.87 % |
0.13 % |
2.99 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000A13SX22 |
0 |
3491819 |
0 % |
3.14 % |
Total |
3491819 |
3.14 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent shares |
|
At any time |
89604 |
0.08 % |
Right to recall lent shares (DE000A3E5DP8) |
|
At any time |
29119 |
0.03 % |
Right of use over shares |
|
At any time |
16140 |
0.01 % |
|
|
Total |
134863 |
0.12 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Swaps on Baskets |
16/11/2023 |
|
Cash |
6050 |
0.01 % |
|
|
|
Total |
6050 |
0.01 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Switzerland AG |
% |
% |
% |
- |
% |
% |
% |
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Americas Holding LLC |
% |
% |
% |
UBS Americas Inc. |
% |
% |
% |
UBS Asset Management (Americas) Inc. |
% |
% |
% |
- |
% |
% |
% |
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Asset Management AG |
% |
% |
% |
UBS Asset Management Holding (No. 2) Ltd |
% |
% |
% |
UBS Asset Management Holding Ltd |
% |
% |
% |
UBS Asset Management Life Ltd |
% |
% |
% |
- |
% |
% |
% |
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Americas Holding LLC |
% |
% |
% |
UBS Americas Inc. |
% |
% |
% |
UBS Asset Management Trust Company |
% |
% |
% |
- |
% |
% |
% |
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Americas Holding LLC |
% |
% |
% |
UBS Americas Inc. |
% |
% |
% |
UBS Financial Services Inc. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date