DGAP Voting Rights Announcement: Klöckner & Co. SE
2016-09-13 / 14:30
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Klöckner & Co. SE
Am Silberpalais 1
47057 Duisburg
Germany
|
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Name: |
City and country of registered office: |
Bank of America Corporation
|
Wilmington, Delaware United States of America (USA)
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
Resulting situation |
1.512 % |
4.201 % |
5.713 % |
99750000 |
Previous notification |
N/A % |
N/A % |
N/A % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN |
absolute |
in % |
|
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
DE000KC01000 |
0 |
1507908 |
0 % |
1.512 % |
Total |
1507908 |
1.512 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall securities |
N/A |
N/A |
3,461,922 |
3.471 % |
|
|
Total |
3,461,922 |
3.471 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
OTC Swaps over Basket (Long) |
16.01.2017 |
N/A |
Cash |
27,931 |
0.028 % |
OTC Swaps over Basket (Long) |
15.05.2017 |
N/A |
Cash |
861 |
0.001 % |
OTC Swaps over Basket (Long) |
15.06.2017 |
N/A |
Cash |
17,545 |
0.018 % |
OTC Swaps over Basket (Long) |
17.10.2016 |
N/A |
Cash |
4,852 |
0.005 % |
OTC Swaps over Basket (Long) |
30.01.2017 |
N/A |
Cash |
97 |
0.000 % |
OTC Swaps over Basket (Long) |
30.12.2016 |
N/A |
Cash |
30,115 |
0.030 % |
OTC Swaps over Basket (Long) |
15.09.2016 |
N/A |
Cash |
497 |
0.000 % |
OTC Swaps over Basket (Long) |
15.09.2016 |
N/A |
Cash |
49 |
0.000 % |
OTC Swaps over Basket (Long) |
15.09.2016 |
N/A |
Cash |
774 |
0.001 % |
OTC Swaps over Basket (Long) |
03.09.2018 |
N/A |
Cash |
247,886 |
0.249 % |
OTC Swaps over Basket (Long) |
03.09.2018 |
N/A |
Cash |
247,886 |
0.249 % |
OTC Swaps over Basket (Long) |
03.09.2018 |
N/A |
Cash |
5,092 |
0.005 % |
OTC Swaps over Basket (Long) |
03.09.2018 |
N/A |
Cash |
5,092 |
0.005 % |
OTC Swaps over Basket (Long) |
02.10.2017 |
N/A |
Cash |
30,516 |
0.031 % |
OTC Swaps over Basket (Long) |
02.10.2017 |
N/A |
Cash |
30,516 |
0.031 % |
OTC Swaps over Basket (Long) |
02.10.2017 |
N/A |
Cash |
16,506 |
0.017 % |
OTC Swaps over Basket (Long) |
02.10.2017 |
N/A |
Cash |
16,506 |
0.017 % |
OTC Swaps over Basket (Long) |
30.12.2016 |
N/A |
Cash |
5 |
0.000 % |
OTC Swaps over Basket (Long) |
30.12.2016 |
N/A |
Cash |
45,999 |
0.046 % |
OTC Swaps over Basket (Long) |
30.12.2016 |
N/A |
Cash |
1 |
0.000 % |
|
|
|
Total |
728,726 |
0.731 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
Merrill Lynch International Incorporated |
N/A % |
N/A % |
N/A % |
Merrill Lynch Group Holdings I, L.L.C. |
N/A % |
N/A % |
N/A % |
BofAML Jersey Holdings Limited |
N/A % |
N/A % |
N/A % |
BofAML EMEA Holdings 1 Limited |
N/A % |
N/A % |
N/A % |
BofAML EMEA Holdings 2 Limited |
N/A % |
N/A % |
N/A % |
ML UK Capital Holdings Limited |
N/A % |
N/A % |
N/A % |
Merrill Lynch International |
N/A % |
N/A % |
N/A % |
|
% |
% |
% |
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
BAC North America Holding Company |
N/A % |
N/A % |
N/A % |
BANA Holding Corporation |
N/A % |
N/A % |
N/A % |
Bank of America, National Association |
N/A % |
N/A % |
N/A % |
|
% |
% |
% |
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
Merrill Lynch International Incorporated |
N/A % |
N/A % |
N/A % |
Merrill Lynch Group Holdings I, L.L.C |
N/A % |
N/A % |
N/A % |
Merrill Lynch Equity Scotland Limited Partnership |
N/A % |
N/A % |
N/A % |
Merrill Lynch Equity S.à r.l. |
N/A % |
N/A % |
N/A % |
|
% |
% |
% |
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
BAC North America Holding Company |
N/A % |
N/A % |
N/A % |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
N/A % |
N/A % |
N/A % |
Merrill Lynch Professional Clearing Corp. |
N/A % |
N/A % |
N/A % |
|
% |
% |
% |
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
BAC North America Holding Company |
N/A % |
N/A % |
N/A % |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
N/A % |
N/A % |
N/A % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: |
|
Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks:
2016-09-13 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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