RNS Number : 7637L
Deutsche Bank AG
21 July 2017
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 

Use a separate form for each offeror/offeree

Kennedy Wilson Europe Real Estate plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Kennedy-Wilson Holdings, Inc.

(d) Date dealing undertaken:

20/07/2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 

If it is a cash offer or possible cash offer, state "N/A"

Yes - Kennedy-Wilson Holdings, Inc.

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received GBP

Lowest price per unit paid/received GBP

Ordinary NPV

Purchase

5,975

11.421089

11.331126

Ordinary NPV

Sale

1,158

11.37

11.37

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

GBP

Ordinary NPV

SWAP

SHORT

1

11.41114

Ordinary NPV

SWAP

SHORT

1

11.41114

Ordinary NPV

SWAP

SHORT

3

11.33113

Ordinary NPV

SWAP

SHORT

3

11.33113

Ordinary NPV

SWAP

SHORT

4

11.38864

Ordinary NPV

SWAP

SHORT

4

11.38864

Ordinary NPV

SWAP

SHORT

5

11.33113

Ordinary NPV

SWAP

SHORT

6

11.42109

Ordinary NPV

SWAP

SHORT

6

11.42109

Ordinary NPV

SWAP

SHORT

12

11.42109

Ordinary NPV

SWAP

SHORT

13

11.36817

Ordinary NPV

SWAP

SHORT

13

11.39037

Ordinary NPV

SWAP

SHORT

13

11.36817

Ordinary NPV

SWAP

SHORT

13

11.33113

Ordinary NPV

SWAP

SHORT

23

11.3928

Ordinary NPV

SWAP

SHORT

24

11.39443

Ordinary NPV

SWAP

SHORT

24

11.36817

Ordinary NPV

SWAP

SHORT

26

11.33113

Ordinary NPV

SWAP

SHORT

27

11.42109

Ordinary NPV

SWAP

SHORT

35

11.33113

Ordinary NPV

SWAP

SHORT

38

11.38457

Ordinary NPV

SWAP

SHORT

46

11.33113

Ordinary NPV

SWAP

SHORT

57

11.36817

Ordinary NPV

SWAP

SHORT

58

11.42109

Ordinary NPV

SWAP

SHORT

61

11.33113

Ordinary NPV

SWAP

SHORT

76

11.42109

Ordinary NPV

SWAP

SHORT

81

11.3861

Ordinary NPV

SWAP

SHORT

98

11.42109

Ordinary NPV

SWAP

SHORT

112

11.36817

Ordinary NPV

SWAP

SHORT

123

11.42109

Ordinary NPV

SWAP

SHORT

148

11.36817

Ordinary NPV

SWAP

SHORT

174

11.38603

Ordinary NPV

SWAP

SHORT

190

11.33113

Ordinary NPV

SWAP

SHORT

197

11.36817

Ordinary NPV

SWAP

SHORT

225

11.38605

Ordinary NPV

SWAP

SHORT

247

11.36817

Ordinary NPV

SWAP

SHORT

298

11.38615

Ordinary NPV

SWAP

SHORT

375

11.38625

Ordinary NPV

SWAP

SHORT

393

11.42109

Ordinary NPV

SWAP

SHORT

789

11.36817

Ordinary NPV

SWAP

SHORT

1,191

11.38631

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/received per unit









 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)





 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

Date of disclosure:

21/07/2017

Contact name:

Ravi Patel

Telephone number:

0121 407 9004

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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